October
18, 2011
Sumitomo Mitsui Financial Group, Inc.
(Code: 8316)
Sumitomo Mitsui Banking Corporation
Notice of Additional
Disclosure and Partial Amendment
Regarding ブックメーカーjリーグ Tender Offer for Shares of Promise
by Sumitomo Mitsui Banking Corporation
Sumitomo Mitsui
Banking Corporation (President: Takeshi Kunibe; ブックメーカーjリーグ “Tender Offeror”), a
wholly-owned subsidiary of Sumitomo Mitsui Financial Group, Inc. (President: Koichi
Miyata; “SMFG”), has announced in ブックメーカーjリーグ “Notice Regarding Commencement of ブックメーカーjリーグ
Tender Offer for Shares of Promise by Sumitomo Mitsui Banking Corporation and Subscription
by Sumitomo Mitsui Financial Group or Sumitomo Mitsui Banking Corporation for
New Shares Issued by Promise by Way of Third-Party Allotment” dated September
30, 2011 that it will acquire ブックメーカーjリーグ shares of common stock and other equity
securities of Promise Co., Ltd. (President and Representative Director: Ken
Kubo; Tokyo Stock Exchange First Section: 8574; ブックメーカーjリーグ “Target”), an equity-method
affiliate of SMFG and ブックメーカーjリーグ Tender Offeror, by way of a tender offer (ブックメーカーjリーグ “Tender
Offer”). ブックメーカーjリーグ Tender Offeror hereby announces that it has commenced ブックメーカーjリーグ Tender
Offer from October 18, 2011 as scheduled.
In addition, following
ブックメーカーjリーグ confirmation of ブックメーカーjリーグ “Number of Voting Rights Represented by Share Certificates, Etc. Heldby Special Related Parties beforeブックメーカーjリーグ Tender Offer” in “II. Tender Offer -2.
Overview of Purchase, etc.- (6) Changes in Ownership Percentage of Share
Certificates, Etc. as a Result of Tender Offer” of ブックメーカーjリーグ “Notice Regarding
Commencement of ブックメーカーjリーグ Tender Offer for Shares of Promise by Sumitomo Mitsui
Banking Corporation and Subscription by Sumitomo Mitsui Financial Group or Sumitomo
Mitsui Banking Corporation for New Shares Issued by Promise by Way of
Third-Party Allotment”, which was not confirmed at ブックメーカーjリーグ time of ブックメーカーjリーグ announcement,
ブックメーカーjリーグ Tender Offeror hereby amends ブックメーカーjリーグ announcement as follows:
ブックメーカーjリーグ amended parts are
shown with underlining. Further,
ブックメーカーjリーグ “present” in “II. Tender Offer -2. Overview of Purchase,
etc.- (6) Changes in Ownership Percentage of Share Certificates, Etc. as a
Result of Tender Offer” before ブックメーカーjリーグ amendment refers to September 30, 2011.
II. Tender Offer
2. Overview of Purchase, etc.
(6) Changes in Ownership Percentage of Share
Certificates, Etc. as a Result of Tender Offer”
(Before Amendment)
|
Number
of Voting Rights Represented by Share Certificates, Etc. Held by ブックメーカーjリーグ Tender Offeror beforeブックメーカーjリーグ Tender Offer |
558,535units |
(Ownership
Percentage of Share Certificates, Etc. before ブックメーカーjリーグ Tender Offer : 19.69 %) |
|
Number
of Voting Rights Represented by Share Certificates, Etc. Heldby Special Related Parties beforeブックメーカーjリーグ Tender Offer |
Not confirmed yet |
(Ownership Percentage
of Share Certificates, Etc. before ブックメーカーjリーグ Tender Offer : Not confirmed yet) |
|
Number
of Voting Rights Represented by Share Certificates, Etc. Scheduled to be Purchased |
2,277,820units |
(Ownership
Percentage of SharesCertificates, Etc. after ブックメーカーjリーグ Tender Offer : 100.00 %) |
|
TotalNumber of Voting Rights of
Shareholders, Etc. of ブックメーカーjリーグ Target |
2,535,922units |
|
(omitted)
(Note 2) ブックメーカーjリーグ “Number
of Voting Rights Represented by Share Certificates, Etc. Held by Special
Related Parties before ブックメーカーjリーグ Tender Offer” is not confirmed at present, but
will be examined and is scheduled to be disclosed by October 18, 2011, which is
ブックメーカーjリーグ commencement date of ブックメーカーjリーグ Tender Offer. Further, “Number of Voting Rights
Represented by Share Certificates, Etc. Held by Special Related Parties before
ブックメーカーjリーグ Tender Offer” will not be added for ブックメーカーjリーグ purpose of calculating ブックメーカーjリーグ
“Ownership Percentage of Share Certificates, Etc. after ブックメーカーjリーグ Tender Offer”,
because ブックメーカーjリーグ share certificates, etc. held by special related parties may be
purchased in ブックメーカーjリーグ Tender Offer.
(omitted)
(After Amendment)
|
Number
of Voting Rights Represented by Share Certificates, Etc. Held by ブックメーカーjリーグ Tender Offeror beforeブックメーカーjリーグ Tender Offer |
558,535units |
(Ownership
Percentage of Share Certificates, Etc. before ブックメーカーjリーグ Tender Offer : 19.69 %) |
|
Number
of Voting Rights Represented by Share Certificates, Etc. Heldby Special Related Parties beforeブックメーカーjリーグ Tender Offer |
0 unit |
(Ownership Percentage
of Share Certificates, Etc. before ブックメーカーjリーグ Tender Offer : 0.00%) |
|
Number
of Voting Rights Represented by Share Certificates, Etc. Scheduled to be Purchased |
2,277,820units |
(Ownership
Percentage of SharesCertificates, Etc. after ブックメーカーjリーグ Tender Offer : 100.00 %) |
|
TotalNumber of Voting Rights of
Shareholders, Etc. of ブックメーカーjリーグ Target |
2,535,922units |
|
(omitted)
(Note 2) ブックメーカーjリーグ “Number
of Voting Rights Represented by Share Certificates, Etc. Held by Special
Related Parties before ブックメーカーjリーグ Tender Offer” is ブックメーカーjリーグ total number of voting
rights related to ブックメーカーjリーグ Number of Shares owned by Special Related Parties (except
for ブックメーカーjリーグ Target and Special Related Parties who are excluded from Special
Related Parties in relation to ブックメーカーjリーグ calculation of ブックメーカーjリーグ Ownership Percentage in
each item of Article 27-2, Paragraph 1, of ブックメーカーjリーグ Act in accordance with Article
3, Paragraph 2, Item 1 of Cabinet Office Ordinance on ブックメーカーjリーグ Disclosure of
Takeover Bids by Non-issuers (Ordinance of ブックメーカーjリーグ Ministry of Finance No. 38 of
1990 including any subsequent amendments thereto)).
(omitted)
End
|
Precaution Statement * This press
release contains “forward-looking
statements” (as defined
in ブックメーカーjリーグ U.S. Private Securities Litigation Reform Act of 1995), regarding ブックメーカーjリーグ
intent, belief or current expectations of SMFG and its management with
respect to SMFG’s future
financial condition and results of operations. In many cases but not all,
these statements contain words such as “anticipate”, “estimate”, “expect”, “intend”, “may”, “plan”, “probability”, “risk”, “project”, “should”, “seek”, “target” and similar expressions. Such
forward-looking statements are not guarantees of future performance and
involve risks and uncertainties, and actual results may differ from those
expressed in or implied by such forward-looking statements contained or
deemed to be contained herein. ブックメーカーjリーグ risks and uncertainties which may affect
future performance include ブックメーカーjリーグ fragility of any economic recovery, both
globally and in Japan; SMFG’s ability to successfully implement its business and capital strategy; ブックメーカーjリーグ
success of our business alliances including those in ブックメーカーjリーグ consumer finance
industry; exposure to new risks as we expand ブックメーカーjリーグ scope of our business;
significant credit-related costs; declines in ブックメーカーjリーグ value of SMFG’s securities
portfolio. Given these and other risks and uncertainties, you should not
place undue reliance on forward-looking statements, which speak only as of
ブックメーカーjリーグ date of this press release. SMFG undertakes no obligation to update or
revise any forward-looking statements. Please refer to our most recent
disclosure press releases such as our annual report or ブックメーカーjリーグ registration statement
on Form 20-F filed with ブックメーカーjリーグ U.S. Securities and Exchange Commission, as well
as our earnings press release for a more detailed description of ブックメーカーjリーグ risks
and uncertainties that may affect our financial conditions, our operating
results, and investors’decisions. * ブックメーカーjリーグ
transactions are made for ブックメーカーjリーグ securities of ブックメーカーjリーグ Target by ブックメーカーjリーグ Tender Offeror,
both of which are Japanese companies. It may be difficult for you to enforce
your rights and any claim you may have arising under ブックメーカーjリーグ U.S. federal
securities laws in respect of ブックメーカーjリーグ Tender Offer, since ブックメーカーjリーグ Tender Offeror and ブックメーカーjリーグ
Target are located in Japan and all of their officers and directors are
residents of Japan. You may not be able to sue ブックメーカーjリーグ Tender Offeror and ブックメーカーjリーグ Target
or their officers or directors in a Japanese court for violations of ブックメーカーjリーグ * ブックメーカーjリーグ
Tender Offer is to be conducted in accordance with ブックメーカーjリーグ procedures and
information disclosure standards prescribed in ブックメーカーjリーグ Financial Instruments and Exchange
Act. However, these procedures
and standards are not necessarily ブックメーカーjリーグ same as ブックメーカーjリーグ corresponding procedures
and standards in ブックメーカーjリーグ * ブックメーカーjリーグ
financial advisors to ブックメーカーjリーグ Tender Offeror and ブックメーカーjリーグ Target, ブックメーカーjリーグ Tender Offer
agent and ブックメーカーjリーグ Tender Offeror (including their respective affiliates), in ブックメーカーjリーグ
ordinary course of their secondary trading businesses, may engage during ブックメーカーjリーグ Tender
Offer Period in ブックメーカーjリーグ purchase and sale of shares or stock acquisitions rights
of ブックメーカーjリーグ Target for their own account or for their customers’ accounts to
ブックメーカーjリーグ extent permitted under Japanese and U.S. securities laws and regulations. * This
press release is for public announcement of ブックメーカーjリーグ matters in relation to ブックメーカーjリーグ Tender
Offer for share certificates of ブックメーカーjリーグ Target by ブックメーカーjリーグ Tender Offeror, and it has
not been prepared for ブックメーカーjリーグ purpose of soliciting offers to sell, or offering
to purchase, share certificates or other securities of Promise in connection
with ブックメーカーjリーグ Tender Offer. If you would like to offer your shares for sale in ブックメーカーjリーグ Tender Offer,
please ensure that you review ブックメーカーjリーグ Tender Offer Explanatory Statement prepared
by ブックメーカーjリーグ Tender Offeror prior to offering your shares for sale and make ブックメーカーjリーグ
offer at your own discretion. * This
press release shall neither be, nor constitute a part of, an offer to sell or a
solicitation thereof or a solicitation of an offer to purchase, any
securities. Moreover, neither
this press release (or any part thereof) nor ブックメーカーjリーグ distribution thereof shall
not be interpreted to be ブックメーカーjリーグ basis of any agreement in relation to ブックメーカーjリーグ Tender
Offer, nor otherwise be relied on at ブックメーカーjリーグ time any such agreement is
concluded. * Since
there may be some nations or regions that legally restrict or limit ブックメーカーjリーグ
announcement, issuance or distribution of this press release, you are
requested to take note of those restrictions or limitations and comply with
any and all laws and regulations of such nations or regions. In nations or
regions where ブックメーカーjリーグ implementation of ブックメーカーjリーグ Tender Offer is illegal, neither your
receipt of this press release nor its translation shall be deemed as a
solicitation of an offer to sell or an offer to purchase, ブックメーカーjリーグ shares in connection
with ブックメーカーjリーグ Tender Offer, but shall be deemed as receipt of information
distributed for reference purposes. * All
ブックメーカーjリーグ procedures for ブックメーカーjリーグ Tender Offer will be conducted in Japanese, unless
provided for otherwise. All or
part of ブックメーカーjリーグ documents for ブックメーカーjリーグ Tender Offer will be prepared in English;
provided, however, that, if any discrepancy arises between English documents
and Japanese documents, Japanese documents shall prevail. |