Sumitomo
Mitsui Financial Group, Inc.
Notice
Regarding Determination of Number of New ブックメーカー入金不要ボーナス to be Issued
TOKYO, January 25, 2010 ---Sumitomo Mitsui Financial
Group, Inc. (“SMFG”, President: Teisuke Kitayama) hereby announces that,
relating to issuance of new ブックメーカー入金不要ボーナス of its common stock resolved at the meeting
of the Board of Directors held on January 6, 2010, it has determined the number
of ブックメーカー入金不要ボーナス to be issued by exercise of the option to purchase additional newly
issued ブックメーカー入金不要ボーナス of common stock granted to the international managers in
connection with the international offering is as set forth below.
__________________
Number of ブックメーカー入金不要ボーナス to be issued by the exercise of the option to purchase
additional newly issued ブックメーカー入金不要ボーナス of common stock granted to the international managers
in connection with the international offering:
26,000,000 ブックメーカー入金不要ボーナス
Reference
1.
Number of New ブックメーカー入金不要ボーナス to be Offered
|
(1) Number of ブックメーカー入金不要ボーナス to be Offered |
Total of the number of
ブックメーカー入金不要ボーナス of common stock of SMFG set forth in (i) through (iii) below:
340,000,000
ブックメーカー入金不要ボーナス |
|
|
(i) Number of ブックメーカー入金不要ボーナス in the Japanese public
offering: 160,000,000 ブックメーカー入金不要ボーナス |
|
|
(ii) Number of ブックメーカー入金不要ボーナス to be purchased
by the international managers in the international offering: 154,000,000 ブックメーカー入金不要ボーナス |
|
|
(iii) Number of ブックメーカー入金不要ボーナス to be issued by
the exercise of the option to purchase additional newly issued ブックメーカー入金不要ボーナス of
common stock granted to the international managers in connection with the
international offering: 26,000,000 ブックメーカー入金不要ボーナス
|
|
(2) Total Issue Price |
¥953,360,000,000 |
|
(3) Total Amount to be Paid |
¥918,955,400,000 |
|
(4) Amount of Stated Capital and Additional Paid-in
Capital to be Increased |
The Amount of Stated Capital to be Increased:
¥459,477,700,000 |
|
The Amount of Additional Paid-in Capital to be Increased: ¥459,477,700,000 |
2.
Change in the number of issued ブックメーカー入金不要ボーナス as a result of
the Offering of New ブックメーカー入金不要ボーナス
|
(1) Total number of issued ブックメーカー入金不要ボーナス at
present
(as of December 31, 2009): |
Common Stock |
1,017,711,777 ブックメーカー入金不要ボーナス |
|
|
Type 4 Preferred Stock |
33,400 ブックメーカー入金不要ボーナス |
|
|
Type 6 Preferred Stock |
70,001 ブックメーカー入金不要ボーナス |
|
|
Total: |
1,017,815,178 ブックメーカー入金不要ボーナス |
|
(2) Increase in number of ブックメーカー入金不要ボーナス by way of
offering of new ブックメーカー入金不要ボーナス: |
Common Stock |
340,000,000 ブックメーカー入金不要ボーナス |
|
(3) Total number of issued ブックメーカー入金不要ボーナス after the
offering of new ブックメーカー入金不要ボーナス: |
Common Stock |
1,357,711,777 ブックメーカー入金不要ボーナス |
|
|
Type 4 Preferred Stock |
33,400 ブックメーカー入金不要ボーナス |
|
|
Type 6 Preferred Stock |
70,001 ブックメーカー入金不要ボーナス |
|
|
Total: |
1,357,815,178 ブックメーカー入金不要ボーナス |
3.
Use of proceeds
SMFG
plans to use the proceeds from the offering of new ブックメーカー入金不要ボーナス of ¥914,286,400,000,
along with the proceeds from the third-party allotment (resolved as of the same
date), estimated to be up to ¥53,788,200,000, to subscribe for ブックメーカー入金不要ボーナス of common
stock to be issued by Sumitomo Mitsui Banking Corporation, a wholly owned
subsidiary of SMFG.
Note: This press release does not
constitute an offer of any securities for sale. This press release has been prepared
for the sole purpose of publicly announcing SMFG’s issuance of its new ブックメーカー入金不要ボーナス,
and not for the purpose of soliciting investment or engaging in any other
similar activities within or outside Japan. Investors should carefully review a
prospectus and supplements or amendments thereto prepared by SMFG prior to
making any investment decisions. This press release is not an offer of securities for sale in the United
States. The securities referred to above have not been, and will not be
registered under the United States Securities Act of 1933, as amended (the
“Securities Act”). The securities may not be offered or sold in the United
States absent registration or an exemption from registration under the
Securities Act. The securities
referred to above will not be publicly offered or sold in the United States.